The contents of the website may not be reproduced in whole or in part or made available in any other way without the prior written consent of the company. The information and opinions presented on this website come from sources that the company believes to be reliable; however, the company gives no assurance as to its correctness and completeness. The company assumes no liability for any loss resulting from the use of the materials on this website.
This website is not to be understood as investment, legal or tax advice or to the effect that an investment or investment strategy is suitable for your personal situation and, furthermore, does not contain any investment recommendation directed at you personally.
There are risks associated with investing in the financial instruments presented on this website. Further details can be found in the relevant sales prospectus.
The financial instruments presented on this website have been reported to the Federal Financial Supervisory Authority for public distribution in Germany.
Unregulated products can be sold anywhere without the approval of the regulatory authority.
Past performance is not to be regarded as a guide or guarantee for future performance; no representation or warranty, express or implied, is made with respect to future performance. Opinions and / or assessments are based on the company's assessment on the date of initial publication and are subject to change without notice. The price / rate or value as well as the income of the securities or financial instruments mentioned on this website can rise as well as fall. Securities and financial instruments denominated in foreign currencies are subject to fluctuations in exchange rates, which may have a positive or negative effect on their value, the price / rate or the income of these securities and instruments. Investors in securities whose value is affected by currency fluctuations are de facto subject to this risk.
This website is updated and revised at regular intervals. Regardless of the date of access, materials are only up-to-date on the stated date of first publication. The company reserves the right to delete or change information on this website without prior notice. The company may have published further reports which are inconsistent with the information on this website or which lead to different results. These reports reflect the various assumptions, views and analytical methods of the analysts who prepared these reports. The company is not obliged to draw the user's attention to these reports.
Information and content, in particular prices, market, stock exchange or other economic information that CIS Asset Management (Deutschland) GmbH receives from third parties (news agencies or other commercial information providers) and / or that CIS Asset Management (Deutschland) GmbH receives via links and makes available to the user for third-party providers (third-party content) are not the responsibility of CIS Asset Management (Deutschland) GmbH; the company assumes no liability for this. In particular, the company assumes no responsibility for the currency of price information, which may only be passed on with a delay. Furthermore, CIS Asset Management (Deutschland) GmbH does not adopt the third-party content as its own, even if it can be reached via links on its website or via links on the website.
Any modification of the materials on the website, its contents or copies, or the transfer or distribution thereof to third parties without the prior written consent of the company is prohibited. The trademarks, service marks and logos used on this website are trademarks, service marks or registered trademarks or service marks of the company, its affiliates or other companies.
CIS Asset Management (Deutschland) GmbH has no influence on which systems and security programs are used by the customer / user of the website. For example, even calling up harmful third-party websites can result in potential risks if the customer systems are inadequately secured. CIS Asset Management (Deutschland) GmbH assumes no liability for the customer's systems.
However, the company points out that, due to this potential risk, it is absolutely essential that the customer / user always keeps his own system up to date, e.g. by regularly updating the security software (e.g. virus scanners and firewall systems) or by installing important system updates. CIS Asset Management (Deutschland) GmbH advises: Obtain information in the relevant documentation from the software manufacturer of your programs and, if necessary, seek advice from security experts.
A customer should only invest into financial instruments if they have the necessary knowledge of the corresponding financial instruments and the risks involved. The client should also ensure that the product is suitable for him / her given his /her investment objectives, risk appetite and other personal and financial situation.
CIS Asset Management (Deutschland) GmbH provides standardized basic information on financial instruments and the associated risks.
In our investment decisions, any negative effects on sustainability factors within the meaning of Regulation (EU) 2020/852 amending Regulation (EU) 2019/2088 are currently not taken into consideration. This is due to the investment strategy of our products. Currently, neither CLOs nor CLO managers are recorded in a standardized form regarding ESG criteria (Environmental, Social, Governance). Furthermore, the expected effects of sustainability risks on the return of the financial product are not considered to be relevant, since no major negative impact on returns is expected from sustainability or the performance of the financial product will not be materially affected. Hence, it is also not intended to take into consideration the adverse effects on sustainability factors in our investment decisions in the future.
Information according to § 16 InstitutsVergV
As a financial services company, we are subject to the “Enactment on the Regulatory Requirements for Remuneration Systems of Institutions”. This enactment distinguishes between simple and significant institutions. Since our balance sheet total has neither reached nor exceeded 15 billion Euros in the last three financial years (according to §17 InstitutsVergV item 1), CIS Asset Management (Deutschland) GmbH is not yet considered a "significant company". In addition, we cannot be classified as a CRR institute.
Nevertheless, according to Section 16 of this enactment, we are obliged to publish information on the structure of the remuneration systems on our website. Due to the structure of our business model, which does not allow us to acquire customer deposits, that risks taken are only at the expense of our equity and that the remuneration structure is regularly analysed, there are no other special risks for the institute.
The remuneration system for management and employees is based on fixed payments. The personnel expenses for employees and management are disclosed in the management report for the annual financial statements. Further publication obligations do not exist according to the Institutsvergütungsverordnung or Art. 450 Paragraphs 1 and 2 of Regulation (EU) No. 575/2013) in conjunction with Art. 434 Paragraph 2 of this enactment.
Complaints
Complaints are more than expressions of displeasure. They provide valuable information about opportunities for improvement in our company and the expectations of our business partners. They offer an opportunity to create customer satisfaction and thus to strengthen or regain customer relationships.
Regardless of this, complaints can help to identify and avoid illegal behaviour and corresponding risks in a timely manner (compliance-relevant complaints).
Any serious expression of displeasure by the customer is a complaint. This also applies to complaints that are obviously unfounded. These can be labelled as “obviously unjustified complaints”, but must not be ignored. Telephone or verbal complaints must also be recorded.
CIS Asset Management (Deutschland) GmbH ensures that all significant customer complaints are dealt with promptly, fairly and in a comprehensible manner. This concerns both complaints that relate directly to CIS Asset Management (Deutschland) GmbH and complaints that directly affect business partners of CIS Asset Management (Deutschland) GmbH.
The processing of complaints is free of charge.
As soon as we receive a complaint, we will process it immediately. You will receive feedback on your complaint within five business days of receipt of the complaint. If it becomes apparent that due to the complexity of the matter the processing process will take longer, we will inform you within the above-mentioned period and inform you about the reasons for the delay.
CIS Asset Management (Deutschland) GmbH has appointed a complaint manager who carries out the tasks according to internal principles.
If you have any complaints or feedback, please contact:
CIS Asset Management (Deutschland) GmbH
Hauptstraße 81
D-65760 Eschborn
Ms Inès Bartsch
Phone: +49 (0) 6196 / 77305 – 18
E-Mail: ib[at]cisasset.com
Ombudsman
Employees as well as external business partners or clients can report possible of possible conflicts of interest via the ombudsman of CIS Asset Management (Deutschland) GmbH in an identity-protected manner:
BKPI LEGAL & COMPLIANCE
Bolongarostraße 103
D-65929 Frankfurt am Main
Dr. Reinhard Preusche
Phone: +49 (0) 151 2408 1524
E-Mail: reinhard.preusche[at]bkpi-legal.de
Other
This website is issued or approved by CIS Asset Management (Deutschland) GmbH ("CIS Asset Management") which is authorised and regulated by the Federal Financial Supervisory Authority ("BaFin"). CIS Asset Management whose registered office is at Hauptstraße 81, 65760 Eschborn, Germany, appears in the BaFin's Register (Registration No. 121247). CIS Asset Management is registered as a Gesellschaft mit beschränkter Haftung (private limited company) in Germany (Amtsgericht Frankfurt, Company Number HRB 87624).
CIS Asset Management is subject to the BaFin rules and guidance, details of which can be found on the BaFin's website at www.bafin.de. The BaFin regulates the financial services industry in Germany and is located at Graurheindorfer Str. 108, 53117 Bonn, Germany and Marie-Curie-Str. 24-28, 60439 Frankfurt, Germany.
Users of this website are not automatically regarded by the company as customers due to this use.
Place of Jurisdiction
The applicable law, in the sense of the "legal information", is the law of the Federal Republic of Germany.
